The Roth technique in orthodontics is a pre-adjusted edgewise approach developed from the Straight-Wire Appliance concept, incorporating specific bracket prescriptions for tip, torque, and in-out positioning.
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Roth's publications also emphasized the relationship between orthodontic tooth positioning and functional occlusion, including mandibular position, occlusal contacts, anterior guidance, and elimination of undesirable interferences.
Importantly, contemporary evidence does not support considering the Roth prescription as inherently superior to other pre-adjusted systems. Clinical outcomes depend on diagnosis, bracket positioning, biomechanics, anchorage control, wire selection, finishing, and clinician execution. Comparative studies have found no significant differences in several treatment outcomes between Roth and other prescriptions such as MBT.
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The Roth technique uses pre-adjusted brackets designed to incorporate three-dimensional information into the appliance:
▪️ Tip: controls mesiodistal crown angulation.
▪️ Torque: influences labiolingual or buccolingual inclination.
▪️ In-out: controls the buccolingual position of the tooth.
▪️ Bracket positioning: determines how accurately the prescription is transferred to the dentition.
The prescription is intended to reduce the amount of compensatory wire bending required during treatment. However, bracket positioning and individual tooth morphology can produce clinically relevant deviations from the intended prescription, making finishing adjustments frequently necessary.
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1. Diagnosis and Treatment Planning
Treatment begins with a comprehensive diagnosis rather than with bracket selection.
The clinician should evaluate:
▪️ Skeletal and dental relationships
▪️ Facial proportions and soft-tissue profile
▪️ Transverse and vertical dimensions
▪️ Overjet and overbite
▪️ Crowding and spacing
▪️ Incisor inclination and position
▪️ Molar and canine relationships
▪️ Periodontal status
▪️ Temporomandibular and functional findings
▪️ Anchorage requirements
The treatment plan should establish whether treatment will be non-extraction, extraction-based, orthodontic-orthopedic, or combined with other approaches.
The Roth philosophy traditionally gives considerable importance to functional occlusion and the relationship between tooth position and mandibular function.
2. Bracket Selection and Accurate Placement
After establishing the treatment objectives, the appropriate Roth prescription brackets are selected.
Accurate bracket placement is critical because the built-in prescription can only express its intended effect when the bracket is positioned appropriately.
Bracket positioning should consider:
▪️ Clinical crown morphology
▪️ Vertical height
▪️ Mesiodistal position
▪️ Tooth rotation
▪️ Individual tooth anatomy
▪️ Planned finishing position
When significant anatomical variation exists, the clinician may need to compensate through bracket repositioning, archwire adjustments, or auxiliary mechanics.
3. Initial Alignment and Leveling
The first active stage focuses on alignment and leveling.
Flexible nickel-titanium archwires are commonly used to progressively align teeth while controlling excessive force levels. The exact wire sequence should be individualized according to the initial malocclusion rather than treated as a universal Roth protocol.
Typical objectives include:
1. Correct rotations.
2. Reduce initial irregularity.
3. Establish coordinated arch forms.
4. Begin leveling the curve of Spee when appropriate.
5. Prepare the dentition for rectangular working wires.
Evidence concerning specific archwire sequences indicates that no single sequence has been established as universally superior.
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Once adequate alignment has been achieved, progressively larger rectangular archwires can be introduced.
This stage is used for greater control of:
▪️ Torque
▪️ Tip
▪️ Arch coordination
▪️ Vertical relationships
▪️ Root positioning
Rectangular stainless-steel or other appropriate working wires can provide increased control for space closure and finishing mechanics.
The transition should be based on the degree of alignment, periodontal considerations, bracket engagement, and the mechanical requirements of the case.
5. Space Management and Anchorage Control
In extraction cases, space closure becomes a major component of treatment.
Depending on the diagnosis and anchorage requirements, space may be managed through:
▪️ Canine retraction
▪️ En-masse anterior retraction
▪️ Sequential space closure
▪️ Sliding mechanics
▪️ Elastomeric chains
▪️ NiTi closing coils
▪️ Temporary anchorage devices when indicated
Anchorage control should be planned before space closure begins, particularly when anterior retraction or molar position is critical.
Current evidence indicates that different space-closure auxiliaries can produce broadly similar rates of closure, emphasizing the importance of biomechanical control rather than reliance on a particular auxiliary.
6. Occlusal Correction
After alignment and space management, treatment progresses toward correction of the sagittal, vertical, and transverse relationships.
Depending on the diagnosis, mechanics may include:
▪️ Class II or Class III elastics
▪️ Vertical elastics
▪️ Interarch coordination
▪️ Archwire adjustments
▪️ Auxiliary mechanics
▪️ Controlled molar movement
The objective is not simply to achieve an acceptable static bite but to establish appropriate interarch relationships and functional contacts.
7. Finishing and Detailing
Finishing is particularly important in a pre-adjusted appliance because the bracket prescription represents an average prescription rather than an individualized guarantee of final tooth position.
The clinician should evaluate:
▪️ Incisor inclination
▪️ Root parallelism
▪️ Marginal ridge relationships
▪️ Tooth rotations
▪️ Overjet
▪️ Overbite
▪️ Midlines
▪️ Canine and molar relationships
▪️ Arch coordination
▪️ Occlusal contacts
▪️ Functional excursions
Small bends, bracket repositioning, elastics, or finishing auxiliaries may be necessary.
The original Roth philosophy emphasized functional occlusal relationships, including appropriate contacts and the absence of undesirable excursive interferences.
8. Retention
After active treatment, retention should be planned according to the patient's initial malocclusion, treatment mechanics, periodontal conditions, and individual relapse risk.
Possible approaches include:
▪️ Fixed bonded retainers
▪️ Removable retainers
▪️ Combination retention
Retention is not simply the final step of appliance therapy; it is an essential component of maintaining the achieved tooth positions.
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| Treatment Stage | Primary Objective | Main Clinical Consideration |
|---|---|---|
| Diagnosis | Define skeletal, dental, and functional problems | Individualized treatment plan |
| Bracket placement | Transfer the prescription accurately | Position and morphology |
| Alignment | Correct irregularity and rotations | Controlled force application |
| Working wires | Control torque, tip, and arch coordination | Biomechanical requirements |
| Space closure | Manage extraction or existing spaces | Anchorage control |
| Finishing | Optimize tooth position and occlusion | Individual detailing |
| Retention | Maintain treatment results | Relapse risk and patient factors |
The Roth technique in orthodontics provides a structured framework for fixed-appliance treatment by incorporating pre-adjusted bracket information into the appliance and emphasizing the relationship between tooth position and occlusion.
However, the prescription itself should not be interpreted as an independent determinant of treatment quality. A systematic review of randomized clinical trials concluded that evidence supporting robust clinical superiority of one fixed-appliance prescription or technique over another remains limited.
Similarly, comparative research involving Roth and MBT prescriptions has not demonstrated consistent clinically meaningful differences in final anterior inclination or subjective aesthetic outcomes.
Consequently, the clinical value of the Roth approach lies in the integration of diagnosis, bracket positioning, biomechanics, occlusal objectives, and individualized finishing, rather than in the prescription alone.
✍️ Conclusion
The Roth technique remains an important pre-adjusted edgewise approach in contemporary orthodontic education and clinical practice. Its stepwise application involves diagnosis, accurate bracket placement, alignment and leveling, working-wire control, space management, occlusal correction, finishing, and retention.
Its successful application requires recognizing that the built-in bracket prescription is only a starting point. Individual tooth anatomy, treatment objectives, biomechanics, and finishing adjustments ultimately determine how closely the intended prescription is expressed clinically.
🎯 Clinical Recommendations
▪️ Use the Roth prescription as a treatment framework, not as a substitute for individualized diagnosis.
▪️ Prioritize accurate bracket positioning, because bracket placement directly affects the expression of tip, torque, and in-out values.
▪️ Establish anchorage requirements before initiating space closure.
▪️ Assess tooth position and occlusion continuously rather than assuming the prescription will automatically produce the desired final result.
▪️ Reserve finishing adjustments for documented discrepancies in torque, angulation, rotation, marginal ridge alignment, and occlusal contacts.
▪️ Interpret claims of superiority among bracket prescriptions cautiously because current evidence does not establish a consistent clinical advantage for one pre-adjusted prescription over another.
📚 References
✔ Hasan, A., Hania, M., Mandall, N., & Fleming, P. S. (2023). The scientific evidence for pre-adjusted edgewise attachments and mechanics. British Dental Journal, 235, 175–181. https://doi.org/10.1038/s41415-023-6064-6
✔ Kattner, P. F., & Schneider, B. J. (1993). Comparison of Roth appliance and standard edgewise appliance treatment results. American Journal of Orthodontics and Dentofacial Orthopedics, 103(1), 24–32. https://doi.org/10.1016/0889-5406(93)70100-3
✔ Moesi, B., Dyer, F., & Benson, P. E. (2013). Roth versus MBT: Does bracket prescription have an effect on the subjective outcome of pre-adjusted edgewise treatment? European Journal of Orthodontics, 35(2), 236–243. https://doi.org/10.1093/ejo/cjr126
✔ Papageorgiou, S. N., Konstantinidis, I., Papadopoulou, K., Jäger, A., & Bourauel, C. (2014). Clinical effects of pre-adjusted edgewise orthodontic brackets: A systematic review and meta-analysis. European Journal of Orthodontics, 36(3), 350–363. https://doi.org/10.1093/ejo/cjt064
✔ Papageorgiou, S. N., Gkantidis, N., & Eliades, T. (2017). Treatment effects of various prescriptions and techniques for fixed orthodontic appliances: A systematic review. European Journal of Orthodontics, 39(1), 1–12.
✔ Roth, R. H. (1981). Functional occlusion for the orthodontist. Journal of Clinical Orthodontics, 15(1), 32–40, 44–51.
✔ Roth, R. H., & Rolfs, D. A. (1981). Functional occlusion for the orthodontist. Part II. Journal of Clinical Orthodontics, 15(2), 100–123.
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